2018 News/Events



August 30, 2018

NY State of Mind for Cybersecurity: Take Three by Chris Kentouris

Finops Report

June 8, 2018

GDPR: Final Call for US Asset Managers by Chris Kentouris

Finops Report

May 21, 2018

Regulation and Governance for RIAs by Joanna Fields

Cyber Investing Summit 2018

April 6, 2018

SEC 12b-1 Fee Amnesty: Costly Ops Work by Chris Kentouris

Finops Report

Upcoming Events

November 15, 2018
SIFMA Listed Options Symposium
Program Participant


July 18-20, 2018
Cyber Security Summit 2018
Program Participant

May 15, 2018
Cyber Investing Summit
Program Participant

April 19, 2018
2018 STANY Annual Conference and Reception

April 18, 2018
SIFMA Equity Market Structure Conference
Program Participant