Aplomb Strategies helps financial institutions capitalize on global market structure changes.

Our focus guides our client partners to understand and implement new organizational processes to address global regulatory change, mitigate work flow inefficiencies, launch new products, and implement cost optimization to drive opportunities for growth.

Aplomb advises senior management, recommends technology solutions, develops project plans, implements regulatory strategies and conducts end to end reviews of procedures to support compliance across asset classes (equities, listed options, futures, fx, fixed income and OTC derivatives).

 


Speaking Engagements:

May 23, 2017:  Second Year at the NYSE / ICE Hosted Cyber Investing Summit
September 22, 2016:  Citibank Hosted, Know Your Vendor Panel FISD Issue Briefing
September 16, 2016: Regulatory Initiatives Panel STA DC Conference