News / Events
In Print and Social Media:
December 20, 2016:
Ms. Fields contributed to Markets Media: 5 Key Elements for CAT Cybersecurity.
November 14, 2016:
Ms. Fields contributed to Tabb Forum: Deciphering Cybersecurity the CAT and the New Presidency. Deciphering the cybersecurity requirements across regulatory bodies almost presents a Herculean task for the various corporate entities that are interwoven to form the US financial market system. Given the increased complexity in cybersecurity requirements, combined with the fast-approaching Consolidated Audit Trail deadline, is it time for a single regulatory body with technological expertise to be responsible for harmonizing and consolidating all financial entities cybersecurity governance requirements?
Ms. Fields contributed to Global Treasury Briefing magazine’s September/October Edition: Technology Expertise: No longer Optional at the Board Level. Raising concerns that publicly traded companies may not have the level of expertise required participating at the corporate board levels based on heightened cyber incidents and focus by global regulators.
Global Treasury Briefing: September / October Edition
July 5, 2016
Ms. Fields contributed to Tabb Forum: Regulation Matters: Listed Option Markets Need a Voice Historically, to protect option market makers, regulations governing options market structure were crafted to be quite distinct and unique from the US stock markets. But the combined effect of all the recent changes and proposals on the horizon in today’s option markets have been substantial for all market participants, impacting the available liquidity.
Tabb Forum Article: Option Markets Need a Voice Link.
June 14, 2016
Ms. Fields contributed to Tabb Forum: Regulation Matters: Trust and Transparency Need to Be More Than a Soundbite. Broker-dealers and financial investment advisors have increasingly outsourced new technology development to third-party vendors. But they can’t outsource the onus for regulatory compliance.
Tabb Forum Article: Regulation Matters Link.
May 27, 2016
Ms. Fields contributed to Tabb Forum: Regulators Intensify Focus on Cybersecurity, and the Consolidated Audit Trail Is First in Line. The most recent Consolidated Audit Trail proposal includes an entire section on security and the use of the data. Considering the importance to the US capital markets system of keeping CAT data secure, however, some glaring questions regarding cybersecurity still need to be addressed.
Tabb Forum Article: Cybersecurity Article Link.
May 5, 2016
Debevoise & Plimpton hosted a Cybersecurity event. Enclosed please find an excerpt from the panel discussion.
IMPC Cybersecurity Conference Video Link.
May 3, 2016
Ms. Fields moderated the Hack Attack and Recover Panel at Intercontinental Exchange.
Cyber Investing Summit Video Link.
March 24, 2016
NexChange posted: Cybersecurity a big concern in 2016 but navigating regulation may be the bigger challenge, featuring Ms. Fields from Aplomb Strategies.
NexChange Video Link.
Conferences & Events:
September 14-16, 2016
Aplomb Strategies is a proud sponsor of the 2016 Securities Traders DC Conference.
May 11–13, 2016
Aplomb Strategies is a proud sponsor of the 2016 Options Industry Conference.
May 5, 2016
Innovative Markets Power Circle’s (IMPC) Cybersecurity Panel. Ms. Fields will attend as a panelist focusing on how financial service providers can develop proper governance structures. This is an invitation only event, please contact Aplomb Strategies directly if you wish to attend. Email us at firstname.lastname@example.org
May 3, 2016
Cyber Investing Summit hosted at the NYSE. Ms. Fields will moderate the Hack Attack Recovery: Measures Taken by Cyber Breach Victims panel.
Cyber Investing Summit
April 1, 2016
Quinnipiac University hosts its annual Global Asset Management Education Forum. Ms. Fields is honored to participate as a speaker at this event. For more details on this event: Quinnipiac G.A.M.E VI Forum.
February 10, 2016
Innovative Markets Power Circle’s (IMPC) Financial Technology Regulatory Panel. Ms. Fields will attend as a panelist. This is an invitation only event, please contact Aplomb Strategies directly if you wish to attend. Email us at email@example.com