News / Events

News

PRESS

August 30, 2018

NY State of Mind for Cybersecurity: Take Three by Chris Kentouris

Finops Report

June 8, 2018

GDPR: Final Call for US Asset Managers by Chris Kentouris

Finops Report

May 21, 2018

Regulation and Governance for RIAs by Joanna Fields

Cyber Investing Summit 2018

April 6, 2018

SEC 12b-1 Fee Amnesty: Costly Ops Work by Chris Kentouris

Finops Report

March 22, 2018

FINRA Rule 4210: Managers Beware of Margin Calls by Chris Kentouris

Finops Report


Upcoming Events

November 15, 2018
SIFMA Listed Options Symposium
Program Participant


Events

Speaking Engagements & Sponsorships

July 18-20, 2018
Cyber Security Summit 2018
Program Participant

May 15, 2018
Cyber Investing Summit
Program Participant

April 19, 2018
2018 STANY Annual Conference and Reception
Sponsor

April 18, 2018
SIFMA Equity Market Structure Conference
Program Participant

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