News / Events



June 8, 2018

GDPR: Final Call for US Asset Managers by Chris Kentouris

Finops Report

May 21, 2018

Regulation and Governance for RIAs by Joanna Fields

Cyber Investing Summit 2018

April 6, 2018

SEC 12b-1 Fee Amnesty: Costly Ops Work by Chris Kentouris

Finops Report

March 22, 2018

FINRA Rule 4210: Managers Beware of Margin Calls by Chris Kentouris

Finops Report

December 21, 2017
PODCAST: Secrets of a High Flying Finance Career with Joanna Fields by Eleanor Beaton
Fierce Feminine Leadership

December 14, 2017
WEBCAST Cyber Diligence and M&A Concerns
The Deal

December 11, 2017
FINRA to Broker-Dealers: Justify Order Routing Perks by Chris Kentouris
FinOps Report

December 6, 2017
10 Years of Regulation by Terry Flanagan
Markets Media

December 5, 2017
SEC to Buy Side: Know Thy Liquidity by Terry Flanagan
Markets Media

November 13, 2017
U.S. faces MiFID ‘mad dash’ as firms unprepared for upheaval by Annie Massa

November 7, 2017
2017 Women in Finance Award Winners Announced
Markets Media

November 6, 2017
Trend Setting in Cloud Computing Legal Contracts….Who Knew? by Joanna Fields
NYU Compliance and Enforcement

November 1, 2017
With Two Months to Go, U.S. Faces ‘Mad Dash’ to Adjust to MiFID by Annie Massa

October 31, 2017
Is Your Personally Identifiable Information Safe?by Joanna Fields
TABB Forum

October 27, 2017
Form N-PORT: Managers Report Big Stress by Chris Kentouris
FinOps Report

October 17, 2017
Navigating Cybersecurity on a Stretch of Regulatory Rapids by Joanna Fields
Markets Media

September 28, 2017
Compliance: A Big Picture by Terry Flanagan
Markets Media

September 17, 2017
Digital Guardian

September 13, 2017
MiFID II: Proving Best Execution Is Data Challenge by Chris Kentouris
FinOps Report

August 16, 2017
SEC’s Liquidity Rule: How to Bucket Your Assets by Chris Kentouris
FinOps Report

August 7, 2017
Cybersecurity Goes by the Boards by Rob Daly
Markets Media

May 23, 2017
“Where are all the female hedgefund techies?” by Carly Minsky
HFM Technologies

2016 PRESS>

Upcoming Events

July 18-20, 2018
Cyber Security Summit 2018
Program Participant

November 15, 2018
SIFMA Listed Options Symposium
Program Participant


Speaking Engagements & Sponsorships

May 15, 2018
Cyber Investing Summit
Program Participant

April 19, 2018
2018 STANY Annual Conference and Reception

April 18, 2018
SIFMA Equity Market Structure Conference
Program Participant

November 30, 2017
SIFMA Listed Options Symposium

November 16, 2017
2017 STANY International Reception and Holiday Party
MiFID II- Where should you expect to find liquidity?

November 7, 2017
Traders Magazine Equity Market Structure Town Hall Forum
Cybersecurity and Vendor Management
Roundtable Sponsor

October 4, 2017
Hedge Fund General Counsel & Compliance Officer Summit
Third Party Vendor Management and Due Diligence
Roundtable Co-Moderator

September 18-20, 2017
6th Annual Capital Adequacy Strategy and Stress Testing Conference
Global Financial Market Intelligence
Program Moderator

September 13-15, 2017
84th Annual Market Structure Conference
Security Traders Association
Proud Sponsor

June 7, 2017
Women in Listed Derivatives NYC hosted by Capco
Changes in Washington and the Regulatory Landscape

May 23, 2017
Cyber Investing Summit
Hosted by NYSE/ICE
Program Participant & Sponsor Second Consecutive Year

March 30, 2017
STANY Market Structure Panel
STANY Women in Finance Initiative
Proud Sponsor

2016 EVENTS>